Jamuel9134 Jamuel9134
  • 02-01-2020
  • Social Studies
contestada

All of the following are SEC requirements related to a business continuity plan for a financial adviser, EXCEPT?

Respuesta :

bogadu
bogadu bogadu
  • 03-01-2020

Answer:

[D] The plan should provide for investment alternatives to regular securities products in the event of economic collapse

Explanation:

Options A, B and C are all minimum requirements of the SEC business continuity plan for a financial adviser

The Security and exchange commission requirements of business continuity plans does not require an adviser to provide investment alternatives to regular securities products in the event of an economic collapse.

Answer Link

Otras preguntas

Udents a news report says that 9% of middle school stare on the track team. there are 600 students in your middle school. how many students in your school would
Open book tests are about problem solving and applying information. Please select the best answer from the choices provided T F
which of the following was affected by executive order 8802
Please help! Thank you! I'm crying in confusion!
difference between angle of twist and angle of shear
3.54 + 8.47+ ?????????????
Many people with anorexia see themselves as underweight when they look in the mirror.
Choose the best phrase that defines the word "symbol.
find each rate and unit rate? -420 miles in 7 hours - 360 customers in 30 days -40 meters in 16 seconds -$7.96 for 5 pounds
In the parietal cells, the enzyme carbonic anhydrase causes a reaction between __________ and __________.